Form D · Other
Uptake Technologies, Inc.
Chicago, IL · CIK 0001656400
Offering snapshot reported Dec 28, 2021 · SEC filing
- Reported sold
- $30M Offering amount: $30M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 13, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 28, 2021 | Initial | $30,000,000 | No comparison | 1 | SEC filing |
| Dec 5, 2017 | Initial | $110,000,000 | No comparison | 15 | SEC filing |
| Feb 8, 2017 | Initial | $70,259,980 | No comparison | 5 | SEC filing |
| Oct 27, 2015 | Initial | $44,999,895 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-426962
Issuance of Convertible Promissory Notes and underlying securities
Source: Form D, filed Dec 28, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Linda Bartman | Executive |
| Mark Botticelli | Executive |
| Tim Clutter | Executive |
| Kayne Grau | Director, Executive |
| Brad Keywell | Director |
| Raymond Lane | Director |
| Eric Lefkofsky | Director |
| Theodore Leonsis | Director |
| Matthew Miller | Executive |
| Zack Novak | Executive |
| Marie Wieck | Director |
Issuer details
Industry: Other (See others in industry)
Address:
600 W. Chicago Avenue, Suite 350
Chicago, IL, 60654
Chicago, IL, 60654