Form D · Biotechnology

UPTAKE MEDICAL CORP

Tustin, CA · CIK 0001316760

Offering snapshot reported Jan 5, 2016 · SEC filing

Reported sold
$2.4M
Offering amount: $3.5M
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 24, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.2M$2.4MDec 2, 2015: $1,928,783.00Dec 2, 2015Jan 5, 2016: $2,396,389.00Jan 5, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,928,783 → $2,396,389
  • Reported investors9 → 25

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 5, 2016Amendment$2,396,389$467,606vs Dec 2, 201525SEC filing
Dec 2, 2015Initial$1,928,783No comparison9SEC filing
Mar 13, 2012Amendment$40,259,226$5,158,009vs Dec 27, 201138SEC filing
Dec 27, 2011Initial$35,101,217No comparison37SEC filing
Jul 13, 2011Initial$4,920,616No comparison35SEC filing
Aug 25, 2010Amendment$16,892,420$12,310,212vs Oct 8, 200938SEC filing
Jun 2, 2010Initial$600,600No comparison6SEC filing
Oct 8, 2009Amendment$4,582,208$1,222,703vs Sep 11, 200933SEC filing
Sep 11, 2009Initial$3,359,505No comparison6SEC filing
May 20, 2009Amendment$3,136,333No comparisonNot reportedSEC filing
Jan 2, 2009PaperNot reportedNo comparisonNot reportedSEC filing
Oct 10, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 24, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Jun 6, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Feb 3, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-252272

Source: Form D, filed Jan 5, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Barry Executive, Promoter
Geoff Brooke Director
John Brooks Director
Michael Hoey Director
Scott Huennekens Director
Eric Kim Director
Robert Kuhling Director
Robert Kuhling, Jr. Director
J. C. Mac Rae Executive
Krista Mann Executive
R. King Nelson Director, Executive
R. King Nelson Director, Executive
Andrew Schiff Director
Carl Simpson Director
Carl Simson Director
Sami Sindi Director
David Singer Director

Issuer details

Industry: Biotechnology (See others in industry)

Address:
1173 Warner Avenue
Tustin, CA, 92780