Form D · Other Technology
Upstream Technologies, Inc.
New Brighton, MN · CIK 0001527110
Offering snapshot reported Mar 21, 2018 · SEC filing
- Reported sold
- $50.8K Offering amount: $800K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Mar 14, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 21, 2018 | Initial | $50,800 | No comparison | 2 | SEC filing |
| Apr 4, 2014 | Initial | $30,000 | No comparison | 1 | SEC filing |
| Aug 9, 2011 | Initial | $45,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-308215
Source: Form D, filed Mar 21, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Gulliver | Director |
| Rick Kuntz | Director, Executive |
| Carl Moe | Director |
| A.J. Schwidder | Executive |
| Arthur Schwidder | Director, Executive |
| Arthur (A.J.) Schwidder | Director, Executive |
| Marvin Sorvala | Director |
| Marv Sorvala | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
600 County Road D West Suite 14
New Brighton, MN, 55112
New Brighton, MN, 55112