Form D · Other Technology

Upstream Research Inc.

Bainbridge Island, WA · CIK 0001653220

Offering snapshot reported Dec 1, 2016 · SEC filing

Reported sold
$175K
Offering amount: $1.5M
Investors reported
2
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jun 24, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$87.5K$175KJul 18, 2016: $150,000.00Jul 18, 2016Dec 1, 2016: $175,000.00Dec 1, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$150,000 → $175,000
  • Reported investors1 → 2
  • Minimum accepted$250,000 → $25,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 1, 2016Amendment$175,000$25,000vs Jul 18, 20162SEC filing
Jul 18, 2016Initial$150,000No comparison1SEC filing
May 16, 2016Amendment$1,525,000$1,175,000vs Sep 17, 201524SEC filing
Oct 9, 2015Amendment$425,000$0vs Oct 9, 20158SEC filing
Oct 9, 2015Amendment$350,000$0vs Sep 17, 20154SEC filing
Oct 9, 2015Amendment$425,000$75,000vs Oct 9, 20154SEC filing
Sep 17, 2015Initial$350,000No comparison4SEC filing

Offering details

Securities
Debt, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-267219

Source: Form D, filed Dec 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Ballantine Executive
Steve Barham Director
Nicholas Bedbury Executive
Scott Bedbury Director
Samuel Camarata Director
Bernard Hansen Executive
Jay Henry Executive
Michele Kang Director
Abraham Kim Director
Alex Philp Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
900 Winslow Way East
Bainbridge Island, WA, 98110