Form D · Other Banking and Financial Services

Upstart Network Trust

San Carlos, CA · CIK 0001603220

Offering snapshot reported Jul 25, 2018 · SEC filing

Reported sold
$99.5M
Offering amount: $150M
Investors reported
2,296
Form D · investor count
Minimum accepted
$100
Reported outside-investor minimum
First sale
May 7, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$49.7M$99.5MMay 23, 2014: $32,400.00May 23, 2014Aug 21, 2014: $7,497,000.00Aug 20, 2015: $17,774,600.00Aug 20, 2015Mar 21, 2016: $24,304,400.00Mar 17, 2017: $44,463,400.00Mar 17, 2017Jul 25, 2018: $99,487,200.00Jul 25, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$44,463,400 → $99,487,200
  • Reported investors1,062 → 2,296

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 25, 2018Amendment$99,487,200$55,023,800vs Mar 17, 20172,296SEC filing
Mar 17, 2017Amendment$44,463,400$20,159,000vs Mar 21, 20161,062SEC filing
Mar 21, 2016Amendment$24,304,400$6,529,800vs Aug 20, 2015715SEC filing
Aug 20, 2015Amendment$17,774,600$10,277,600vs Aug 21, 2014504SEC filing
Aug 21, 2014Amendment$7,497,000$7,464,600vs May 23, 2014152SEC filing
May 23, 2014Initial$32,400No comparison31SEC filing
Mar 20, 2014Initial$100,300No comparison44SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-217962
Loan-Related Securities

Source: Form D, filed Jul 25, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sanjay Datta Executive
David Joseph Girouard Director, Executive, Promoter
Alison Fiona Nicoll Executive
Andrew Hunt Palmer Director, Executive
Ryan Randall Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
2 Circle Star Way
San Carlos, CA, 94070