Form D · Venture Capital Fund

UpStart Life Sciences Capital, L.P.

Salt Lake City, UT · CIK 0001468270

Offering snapshot reported Jul 13, 2012 · SEC filing

Reported sold
$9.88M
Offering amount: $28.5M
Investors reported
67
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.94M$9.88MSep 2, 2009: $7,080,000.00Sep 2, 2009Feb 25, 2010: $7,180,000.00Jul 15, 2010: $7,180,000.00Jul 15, 2010Oct 8, 2010: $9,280,000.00Jun 30, 2011: $9,430,000.00Jun 30, 2011Jul 13, 2012: $9,880,000.00Jul 13, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,430,000 → $9,880,000
  • Reported investors62 → 67

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 13, 2012Amendment$9,880,000$450,000vs Jun 30, 201167SEC filing
Jun 30, 2011Amendment$9,430,000$150,000vs Oct 8, 201062SEC filing
Oct 8, 2010Amendment$9,280,000$2,100,000vs Jul 15, 201061SEC filing
Jul 15, 2010Amendment$7,180,000$0vs Feb 25, 201058SEC filing
Feb 25, 2010Amendment$7,180,000$100,000vs Sep 2, 200958SEC filing
Sep 2, 2009Initial$7,080,000No comparison57SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$6K
Finders' fees
$0
Form D file number
021-134113

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
TriCor Financial LLC142518TriCor Financial LLC · CRD 142518

Source: Form D, filed Jul 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven J. Borst Executive, Promoter
Dennis B. Farrar Executive, Promoter
Theodore H. Stanley Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
417 Wakara Way Suite 3510
Salt Lake City, UT, 84108