Form D · Other

Uprising SPV III LLC

San Francisco, CA · CIK 0001583818

Offering snapshot reported Aug 12, 2013 · SEC filing

Reported sold
$3.99M
Offering amount: $3.99M
Investors reported
10
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Jul 18, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 12, 2013Initial$3,990,205No comparison10SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-201183

Source: Form D, filed Aug 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UPRISING SPV III LLC

Investment adviser: UPRISING MANAGEMENT, LLC

Gross asset value
$2M
Beneficial owners
11
ADV minimum commitment
$10K

Reported in Form ADV on Mar 22, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator C2 FUND SERVICES LLC WESTLAKE VILLAGE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer GROWTH CAPITAL SERVICES, INC. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GROWTH CAPITAL SERVICES, INC.
CRD 124658

Filing source

Form ADV 1732540 · Mar 22, 2023 · Schedule D 7.B.(1), fund 805-6745262228

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Saad Khan Director
Andy Lam Director
Tabreez Verjee Director

Issuer details

Industry: Other (See others in industry)

Address:
580 California Street, Suite 2040
San Francisco, CA, 94104