Form D · Other Investment Fund

UPRISING INVESTORS FUND I, L.P.

San Francisco, CA · CIK 0001660620

Offering snapshot reported May 20, 2016 · SEC filing

Reported sold: $4.1M
Investors reported: 12
Minimum accepted: $100K
First sale: Nov 24, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,900,000 → $4,100,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 20, 2016	Amendment	$4,100,000	-$1,800,000vs Dec 10, 2015	12	SEC filing
Dec 10, 2015	Initial	$5,900,000	No comparison	12	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $500K (estimated)
Finders' fees: $0
Form D file number: 021-252806

INASMUCH AS THERE IS A TIERED COMPENSATION PLAN RANGING FROM 0.35% TO 1.4% THE AMOUNT OF COMMISSIONS CANNOT BE ACCURATELY DETERMINED AT THIS TIME.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
GROWTH CAPITAL SERVICES	124658	WILLIAM TARR · CRD 5014176

Source: Form D, filed May 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UPRISING INVESTORS FUND I, L.P.

Investment adviser: UPRISING MANAGEMENT, LLC

Gross asset value: $109M
Beneficial owners: 38
ADV minimum commitment: $100K

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator C2 FUND SERVICES LLC MANHATTAN BEACH, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FRANK, RIMERMAN + CO. LLP PALO ALTO, California, United States

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST-CITIZENS BANK & TRUST COMPANY SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN + CO. LLP
PCAOB 1506

SILICON VALLEY BANK, A DIVISION OF FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Filing source

Form ADV 2076242 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-7279293823

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Saad A. Khan	Executive
Andy Lam	Executive
Tabreez Suleman Verjee	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

580 California Street Suite 2040
San Francisco, CA, 94104