Form D · Other Investment Fund
Upright Capital USA LLC
East Hanover, NJ · CIK 0001772785
Offering snapshot reported Apr 5, 2019 · SEC filing
- Reported sold
- $5.04M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Dec 24, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 5, 2019 | Initial | $5,041,282 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $81.6K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-336615
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Upright Financial Corp. | 107303 |
Source: Form D, filed Apr 5, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Yow Shang David Chiueh | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
349 Ridgedale Ave.
East Hanover, NJ, 07936
East Hanover, NJ, 07936