Form D · Electric Utilities
Upper Peninsula Power Holding Co
New York, NY · CIK 0001620849
Offering snapshot reported Sep 30, 2014 · SEC filing
- Reported sold
- $200M Offering amount: $200M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 16, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 30, 2014 | Initial | $200,000,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.4M
- Finders' fees
- $0
- Form D file number
- 021-225557
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Capital Markets, LLC | 31194 | |
| Scotia Capital Inc. | None | |
| Scotia Capital (USA) Inc | 2739 |
Source: Form D, filed Sep 30, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert John Gregor | Director |
| Robert James Keough | Director |
| Bbip Aiv L.P. | Promoter |
| Steve Manz | Executive |
| Jeffrey Roger Neil | Director |
| Barbara A Siehr | Executive |
Issuer details
Industry: Electric Utilities (See others in industry)
Address:
60 East 42nd Street, Suite 3020
New York, NY, 10165
New York, NY, 10165