Form D · Other Investment Fund

Hvmken, LP

Scottsdale, AZ · CIK 0001657015

Offering snapshot reported Dec 12, 2018 · SEC filing

Reported sold
$14.8M
Offering amount: $15M
Investors reported
10
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 22, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.41M$14.8MNov 2, 2015: $11,500,000.00Nov 2, 2015Jan 15, 2016: $14,825,000.00Dec 19, 2017: $14,825,000.00Dec 19, 2017Dec 12, 2018: $14,825,000.00Dec 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 12, 2018Amendment$14,825,000$0vs Dec 19, 201710SEC filing
Dec 19, 2017Amendment$14,825,000$0vs Jan 15, 201610SEC filing
Jan 15, 2016Amendment$14,825,000$3,325,000vs Nov 2, 201511SEC filing
Nov 2, 2015Initial$11,500,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-250497
Clarification under Item 11: The minimum investment amount may be waived at discretion of the General Partner. The offering is closed, additional subscriptions will no longer be accepted.

Source: Form D, filed Dec 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HVMKEN, LP

Investment adviser: SIGNAL LIGHT MANAGEMENT, LLC

Gross asset value
$8.15M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on May 16, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator KELLNER MANAGEMENT, LP 900 THIRD AVENUE, SUITE 1401, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor BKD KANSAS CITY, Missouri, United States
Custodian HANCOCK BANK PANAMA CITY, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BKD
PCAOB 686

Filing source

Form ADV 1218473 · May 16, 2018 · Schedule D 7.B.(1), fund 805-6726803423

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Benjamin Kent Gravley Executive
N/A Signal Light, Llc Promoter
N/A Signal Light Management, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8601 North Scottsdale Road, Suite 300
Scottsdale, AZ, 85253