Form D · Other Technology
Upper Hand, Inc.
Indianapolis, IN · CIK 0001678029
Offering snapshot reported Jul 10, 2024 · SEC filing
- Reported sold
- $560K Offering amount: $750K
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 28, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 10, 2024 | Initial | $560,150 | No comparison | 9 | SEC filing |
| Nov 28, 2022 | Amendment | $6,585,249 | $1,755,000vs Sep 9, 2022 | 11 | SEC filing |
| Sep 9, 2022 | Initial | $4,830,249 | No comparison | 11 | SEC filing |
| Oct 30, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Feb 20, 2018 | Initial | $1,250,000 | No comparison | 2 | SEC filing |
| Jan 9, 2017 | Initial | $315,000 | No comparison | 11 | SEC filing |
| Jun 23, 2016 | Initial | $1,049,396 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-518278
Source: Form D, filed Jul 10, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Barbaresi | Director |
| Tom Cartee | Director |
| Thomas Cartee, Jr. | Director |
| Don Courtney | Director |
| Giovanni Diano | Director |
| Tom Fink | Director |
| Mike Gatewood | Director |
| Myles Grote | Executive |
| Neal Jain | Director |
| Taylor Kelly | Director |
| Todd Linden | Director |
| Kevin Mac Cauley | Director, Executive |
| Joanna Milliken | Director |
| Sam Reid | Director |
| Jason Rogers | Executive |
| Kelly Schwedland | Director |
| Nathan Stedham | Director |
| Brendan Sullivan | Director |
| Greg Webb | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
135 N. Pennsylvania Ave. Ste. 200
Indianapolis, IN, 46204
Indianapolis, IN, 46204