Form D · Private Equity Fund
Upper Bay Infrastructure Partners, LP
New York, NY · CIK 0001781146
Offering snapshot reported Feb 2, 2021 · SEC filing
- Reported sold
- $136M Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 31, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 7
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 2, 2021 | Amendment | $135,509,049 | No comparison | 7 | SEC filing |
| Jan 31, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- Not reported
The Issuer has engaged the placement agents identified in Section 12 with respect to the placement of interests, and each listed placement agent is paid compensation based on a formula relating to the amount of capital raised by such placement agent.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Campbell Lutyens & Co. Inc. | 133376 | Campbell Lutyens & Co. Inc. · CRD 133376 |
| Charles Towne Securities, LLC | 172278 | Charles Towne Securities, LLC · CRD 172278 |
| Campbell Lutyens & Co. Ltd | None | Campbell Lutyens & Co. Ltd |
| Campbell Lutyens Asia Pacific Ltd | None | Campbell Lutyens Asia Pacific Ltd |
| Campbell Lutyens (Singapore) Pte. Ltd | None | Campbell Lutyens (Singapore) Pte. Ltd |
Source: Form D, filed Feb 2, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Moshiashvili Marietta | Executive |
| Maselli Vito Mario | Executive |
| N/A Upper Bay Infrastructure Partners Gp, Lp | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
230 Park Avenue Suite 453
New York, NY, 10169
New York, NY, 10169