Form D · Computers
UPLOGIX INC
Austin, TX · CIK 0001284746
Offering snapshot reported Mar 7, 2014 · SEC filing
- Reported sold
- $2.9M Offering amount: $2.9M
- Investors reported
- 24 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 3, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,425,101 → $2,896,947
- Reported investors4 → 24
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 7, 2014 | Amendment | $2,896,947 | $471,846vs Feb 12, 2014 | 24 | SEC filing |
| Feb 12, 2014 | Initial | $2,425,101 | No comparison | 4 | SEC filing |
| Oct 11, 2011 | Initial | $4,220,435 | No comparison | 22 | SEC filing |
| Sep 2, 2011 | Initial | $1,200,000 | No comparison | 3 | SEC filing |
| Jul 15, 2011 | Initial | $1,200,000 | No comparison | 3 | SEC filing |
| Mar 17, 2011 | Amendment | $12,809,604 | $1,475,000vs Jan 10, 2011 | 27 | SEC filing |
| Jan 10, 2011 | Initial | $11,334,604 | No comparison | 23 | SEC filing |
| Aug 30, 2010 | Amendment | $4,998,594 | $3,998,594vs Nov 5, 2009 | 14 | SEC filing |
| Nov 5, 2009 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Aug 4, 2009 | Amendment | $2,572,415 | $176,208vs Jun 11, 2009 | 1 | SEC filing |
| Jun 11, 2009 | Amendment | $2,396,207 | $1,391,208vs Mar 30, 2009 | 1 | SEC filing |
| Mar 30, 2009 | Initial | $1,004,999 | No comparison | Not reported | SEC filing |
| Jan 11, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 6, 2006 | Paper | Not reported | No comparison | Not reported | |
| Jan 20, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 27, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-211741
Offering includes sell of promissory notes and issuance of Series F Warrants exercisable up to $2.37 per share. Total sold includes $2,500,000 in promissory notes and $396,947 in Series F warrants.
Source: Form D, filed Mar 7, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richardson E. Anderson | Director |
| Perry Barth | Executive |
| Jim Cahill | Executive |
| James Dollar | Executive |
| Vincent Fandozzi | Director |
| Lisa Frankovitch | Executive |
| Paul T. Goldman Iii | Director, Executive |
| Ken Kieley | Executive |
| Michael Luther | Director |
| Mike Marshall | Executive |
| Robert N. Mc Farland | Director |
| Martin Neath | Director |
| Mark Piening | Executive |
| Kent Pope | Executive |
Issuer details
Industry: Computers (See others in industry)
Address:
7600 B N. Capital Of Texas Highway Suite 220
Austin, TX, 78731
Austin, TX, 78731