Form D · Other Technology
UPEK INC
Emeryville, CA · CIK 0001284218
Offering snapshot reported Oct 13, 2009 · SEC filing
- Reported sold
- $6.16M Offering amount: $12.7M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 28, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 13, 2009 | Initial | $6,156,794 | No comparison | 13 | SEC filing |
| Apr 22, 2009 | Initial | $5,074,612 | No comparison | Not reported | SEC filing |
| May 15, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 12, 2006 | Paper | Not reported | No comparison | Not reported | |
| Feb 10, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-63921
Source: Form D, filed Oct 13, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alan Baratz | Director |
| Raymond Bingham | Director |
| Ronald Black | Director |
| Robert Bond | Executive |
| Patrick Bouju | Executive |
| Eric Buatois | Director |
| Alan Kramer | Director, Executive |
| David Lane | Director |
| Pier Martinotti | Director |
| Piero Martinotti | Director |
| Alberto Sangiovanni Vincentelli | Director |
| Jean Schmitt | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
5900 Christie Avenue
Emeryville, CA, 94608
Emeryville, CA, 94608