Form D · Hedge Fund
UP Broadway Feeder Fund LLC
Chicago, IL · CIK 0001797131
Offering snapshot reported Dec 23, 2019 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 23, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $5 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-356245
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Alan Konn | 1406973 | Uhlmann Price Securities LLC · CRD 42854 |
Source: Form D, filed Dec 23, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James D Baer | Executive |
| Alan R Konn | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
303 W Madison St Suite 1700
Chicago, IL, 60606
Chicago, IL, 60606