Form D · Other Banking and Financial Services
UNX Companies LLC
Burbank, CA · CIK 0001177718
Offering snapshot reported May 16, 2011 · SEC filing
- Reported sold
- $4.6M Offering amount: $4.6M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 22, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 16, 2011 | Initial | $4,600,000 | No comparison | 12 | SEC filing |
| Apr 30, 2010 | Initial | $10,750,000 | No comparison | 5 | SEC filing |
| Nov 4, 2009 | Initial | $7,598,151 | No comparison | 60 | SEC filing |
| Mar 21, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 21, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-159856
Source: Form D, filed May 16, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steve Brodsky | Director |
| Darren Cohen | Director |
| David W Collett | Executive |
| Michael Dura | Director |
| J. Scott Harrison | Executive |
| Thomas Kim | Director, Executive |
| Mio Stojkovich | Director |
| Charles Susi | Director |
| Gerard Von Dohlen | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
175 East Olive Avenue 2 Nd Floor
Burbank, CA, 91502
Burbank, CA, 91502