Form D · Hedge Fund

Unterberg Taylor Capital, LLC

New York, NY · CIK 0001714382

Offering snapshot reported Mar 5, 2018 · SEC filing

Reported sold
$121M
Indefinite offering
Investors reported
36
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$60.6M$121MAug 11, 2017: $120,178,368.00Aug 11, 2017Mar 5, 2018: $121,178,368.00Mar 5, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$120,178,368 → $121,178,368

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2018Amendment$121,178,368$1,000,000vs Aug 11, 201736SEC filing
Aug 11, 2017Initial$120,178,368No comparison36SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
Yes
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-292676

Source: Form D, filed Mar 5, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Unterberg Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
445 Park Avenue, Room 901
New York, NY, 10022