Form D · Other Real Estate
University Lofts, L.L.C.
Oak Brook, IL · CIK 0001614661
Offering snapshot reported Mar 25, 2015 · SEC filing
- Reported sold
- $18.3M Offering amount: $18.3M
- Investors reported
- 275 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 22, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$27,367 → $18,300,000
- Reported investors1 → 275
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 25, 2015 | Amendment | $18,300,000 | $18,272,633vs Oct 2, 2014 | 275 | SEC filing |
| Oct 2, 2014 | Amendment | $27,367 | $0vs Jul 29, 2014 | 1 | SEC filing |
| Jul 29, 2014 | Initial | $27,367 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.58M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-221909
Amount includes selling commissions, dealer fee and placement agent fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Inland Securities Corporation | 15807 | Inland Securities Corporation · CRD 15807 |
| Investacorp Inc. | 7684 | Investacorp Inc. · CRD 7684 |
| Concorde Investment Services LLC | 151604 | Concorde Investment Services LLC · CRD 151604 |
| Susan J. Gitt | 5580509 | EDI Financial Inc. · CRD 15699 |
| Troy Thomas | 4691720 | McDermott Investment Services LLC · CRD 154926 |
| Investment Planners Inc. | 18557 | Investment Planners Inc. · CRD 18557 |
| 1st Global Capital Corp. | 30349 | 1st Global Capital Corp. · CRD 30349 |
| John H. Scully | 803539 | Centaurus Financial Inc. · CRD 30833 |
| Manuel Ramos | 1956224 | Centaurus Financial Inc. · CRD 30833 |
| Bryon E. Martinsen | 1621649 | Centaurus Financial Inc. · CRD 30833 |
| David B. Levinson | 705929 | Newport Coast Securities Inc. · CRD 16944 |
| Leonard G. Morgeson | 1230450 | Lowell & Company Inc. · CRD 24913 |
| William H. Lowell | 1158722 | Lowell & Company Inc. · CRD 24913 |
| Kathleen M Williams-Price | 2450125 | Lowell & Company Inc. · CRD 24913 |
| Dennis I. Weiss | 462338 | American Investors Company · CRD 38 |
| Angela S. Chang | 1843542 | SCF Securities Inc. · CRD 47275 |
| Lincoln Investment Planning Inc. | 519 | Lincoln Investment Planning Inc. · CRD 519 |
| Frank Aguilar | 2296920 | Tricor Financial LLC · CRD 142518 |
| Elizabeth Delgado-Schuetze | 4501355 | Tricor Financial LLC · CRD 142518 |
| Jason L. Garofalo | 3008935 | Tricor Financial LLC · CRD 142518 |
| John S. Weiss | 1097536 | Crown Capital Securities LP · CRD 6312 |
| Joseph G. Michaletz | 1327534 | Triad Advisors Inc. · CRD 25803 |
| Brian G. Brown | 810068 | The Strategic Financial Alliance Inc. · CRD 126514 |
| Brody R. Bray | 4727529 | The Strategic Financial Alliance Inc. · CRD 126514 |
| Leo Rosner | 1011519 | Cambridge Investment Research Inc. · CRD 39543 |
| Meg Green | 714332 | Sterne Agee Financial Services Inc. · CRD 18456 |
| Todd M. Battaglia | 1965041 | Sterne Agee Financial Services Inc. · CRD 18456 |
| Christina S. Nielson | 4866971 | Primex · CRD 29394 |
Source: Form D, filed Mar 25, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph E. Binder | Executive |
| Brenda G. Gujral | Executive |
| N/A Inland Private Capital Corporation | Executive |
| Keith D. Lampi | Executive |
| Robert M. O'connor | Executive |
| Rahul Sehgal | Executive |
| N/A University Lofts Exchange, L.L.C. | Executive |
| N/A University Lofts Non Managing Member, L.L.C. | Executive |
| Daniel W. Zatloukal | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
C/O Inland Private Capital Corporation 2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523