Form D · Hospitals and Physicians
UNIVERSITY GENERAL HEALTH SYSTEM, INC.
Houston, TX · CIK 0001383960
Offering snapshot reported Aug 9, 2013 · SEC filing
- Reported sold
- $2.2M Offering amount: $2.2M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $400K Reported outside-investor minimum
- First sale
- Jul 29, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 9, 2013 | Initial | $2,200,000 | No comparison | 2 | SEC filing |
| May 16, 2012 | Initial | $3,400,000 | No comparison | 0 | SEC filing |
| May 14, 2012 | Initial | $5,033,333 | No comparison | 0 | SEC filing |
| Jul 15, 2011 | Initial | $8,100,000 | No comparison | 0 | SEC filing |
| Jul 15, 2011 | Initial | $11,606,306 | No comparison | 0 | SEC filing |
| Sep 22, 2010 | Initial | $0 | No comparison | 243 | SEC filing |
| Dec 23, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 18, 2009 | Initial | $1,281,756 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $154K
- Finders' fees
- $0
- Form D file number
- 021-201134
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TriPoint Global Equities LLC | 34174 |
Source: Form D, filed Aug 9, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Grant Castle | Director |
| Hassan Chahadeh | Director, Executive |
| H. Clayton Cook | Director |
| Albert W. Denson | Director |
| Theodore Fatsis | Director |
| Stephen P. Flott | Director, Executive |
| Michael L Griffin | Director, Executive |
| Henry P. Hoffman | Director, Executive |
| Edward T Laborde Jr | Director, Executive |
| William Lauderdale | Executive |
| Kelly Riedel | Executive |
| Donald W Sapaugh | Director, Executive |
| Michael Shea | Executive |
| Wert Shelton | Executive |
| Kirk B. Shulke | Director |
| Joe Wiley | Director, Executive |
Issuer details
Industry: Hospitals and Physicians (See others in industry)
Address:
7501 Fannin Street
Houston, TX, 77054
Houston, TX, 77054