Form D · Pooled Investment Fund

Universal Star Investors LLC

St. Louis, MO · CIK 0001408392

Offering snapshot reported May 15, 2009 · SEC filing

Reported sold
$381K
Offering amount: $381K
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2009Initial$380,873No comparisonNot reportedSEC filing
Dec 27, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Jul 30, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-106817

Source: Form D, filed May 15, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSAL STAR INVESTORS LLC

Investment adviser: AHM ASSET MANAGEMENT, LLC

Gross asset value
$43.3M
Beneficial owners
70
ADV minimum commitment
$3K

Reported in Form ADV on Sep 18, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor CONNER ASH P.C. ST. LOUIS, Missouri, United States
Custodian COMMERCE BANK ST. LOUIS, Missouri, United States Related to adviser: No
Custodian COMPUTERSHARE INVESTOR SERVICES PTY LTD. MELBOURNE VIC, Australia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 670329 · Sep 18, 2012 · Schedule D 7.B.(1), fund 805-4617311550

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
C. Dennis Kemper Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
130 South Bemiston Suite 302
St. Louis, MO, 63105