Form D · Other Banking and Financial Services
Universal Finance II, LLC
Gladwyne, PA · CIK 0001460690
Offering snapshot reported Apr 6, 2010 · SEC filing
- Reported sold
- $42.3M Offering amount: $50M
- Investors reported
- 44 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Mar 19, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,000,000 → $42,300,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 6, 2010 | Amendment | $42,300,000 | $39,300,000vs Apr 2, 2009 | 44 | SEC filing |
| Apr 2, 2009 | Initial | $3,000,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-129604
Source: Form D, filed Apr 6, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Wildstein | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Gladwyne, PA, 19035