Form D · Other Investment Fund
Universal Credit S.A. Compartment - ECM Loans
L2520 Luxembourg, N4 · CIK 0001605004
Offering snapshot reported Apr 14, 2014 · SEC filing
- Reported sold
- $408M Offering amount: $2.76B
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $173K Reported outside-investor minimum
- First sale
- Apr 2, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 14, 2014 | Initial | $408,045,540 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-215526
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Wells Fargo Funds Distributor, LLC · CRD 133366 |
Source: Form D, filed Apr 14, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew Craston | Executive |
| Roland Frey | Director |
| Frances Hutchinson | Director |
| James Johnston | Director |
| Ecm Asset Management Limited | Promoter |
| Jurgen Meisch | Director |
| Michael Niedermeyer | Director |
| James Pope | Director |
| Karla Rabusch | Director |
| Torben Ronberg | Executive |
| Yves Wagner | Director |
| Alex Woolrich | Executive |
| Stephen Zinser | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
5, Allee Scheffer
L2520 Luxembourg, N4, L2520
L2520 Luxembourg, N4, L2520