Form D · Biotechnology

UNIVERSAL BIOSENSORS INC

Victoria, C3 · CIK 0001279695

Offering snapshot reported Jan 2, 2014 · SEC filing

Reported sold
$985K
Offering amount: $4.97M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 19, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 2, 2014Initial$985,095No comparison2SEC filing
Nov 21, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Nov 20, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-209093
THE OFFERING INCLUDES WARRANTS WITH AN AGGREGATE EXERCISE PRICE OF AUD$4.5 MILLION. THE ESTIMATED VALUE OF THIS AMOUNT IN U.S. DOLLARS BASED UPON THE EXCHANGE RATE AS OF DECEMBER 19, 2013 HAS BEEN INCLUDED IN THE OFFERING AMOUNT.

Source: Form D, filed Jan 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Salesh Kumar Balak Executive
Garry Chambers Executive
Frederick Harry Davis Executive
Andrew Leslie Denver Director
Denis Hanley Director
Marshall Heinberg Director
Alastair Hodges Executive
Andrew Paul Jane Director
Adrian Oates Executive
Christopher Smith Director
Paul Martin Wright Director, Executive

Issuer details

Industry: Biotechnology (See others in industry)

Address:
1 Corporate Avenue Rowville
Victoria, C3, 3178