Form D · Commercial Banking
UNIVERSAL BANCORP
Bloomfield, IN · CIK 0000704467
Offering snapshot reported Aug 28, 2012 · SEC filing
- Reported sold
- $3.01M Offering amount: $7.5M
- Investors reported
- 64 Form D · investor count
- Minimum accepted
- $22.5K Reported outside-investor minimum
- First sale
- Aug 8, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 28, 2012 | Initial | $3,006,900 | No comparison | 64 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $150K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-183309
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PATRICK CAPITAL MARKETS, LLC | 16518 |
Source: Form D, filed Aug 28, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bradford N. Barkley | Director, Executive |
| Mark L Barkley | Director, Executive |
| Bill C. Brown | Director |
| Greg L. Hartz | Executive |
| William B. Mcneely | Director, Executive |
| Fred J Merritt | Director |
| James C. Miller | Director |
| Edward W. Najam, Jr. | Director |
| Roland F. Nobis | Director |
| William R. Powers | Director |
| Betty A. Rush | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
48 North Washington
Bloomfield, IN, 47424
Bloomfield, IN, 47424