Form D · Hedge Fund

Universa Black Swan Protection Protocol LX L.P.

Miami, FL · CIK 0001852251

Offering snapshot reported Oct 21, 2022 · SEC filing

Reported sold
$5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 3, 2022
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 21, 2022Amendment$5,000,000No comparison1SEC filing
Oct 29, 2021AmendmentYet to sellNo comparison0SEC filing
Mar 22, 2021InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-392974
Limited Partner Interests

Source: Form D, filed Oct 21, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSA BLACK SWAN PROTECTION PROTOCOL LX LP

Investment adviser: UNIVERSA INVESTMENTS L.P.

Gross asset value
$150M
Beneficial owners
1
ADV minimum commitment
$150M

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BOFA SECURITIES, INC.
SEC 8-69787

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

Filing source

Form ADV 1704566 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-5308469535

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Spencer Executive
Mark W. Spitznagel Executive
N/A Universa Safe Haven Delaware Gp 1 Llc Executive
N/A Universa Safe Haven Delaware Gp 4 Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2601 South Bayshore Drive, Suite 2030
Miami, FL, 33133