Form D · Hedge Fund

Universa Austrian Investment Fund L.P.

Miami, FL · CIK 0001630845

Offering snapshot reported Jan 20, 2016 · SEC filing

Reported sold: $6.55M
Investors reported: 3
Minimum accepted: $1M
First sale: Mar 23, 2015

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 3

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 20, 2016	Amendment	$6,550,000	No comparison	3	SEC filing
Jan 21, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-232611

Limited Partner Interests

Source: Form D, filed Jan 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNIVERSA AUSTRIAN INVESTMENT FUND L.P.

Investment adviser: UNIVERSA INVESTMENTS L.P.

Gross asset value: $4.92M
Beneficial owners: 3
ADV minimum commitment: $5M

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 1002672 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-9706533456

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eric Spencer	Executive
Mark W. Spitznagel	Executive
N/A Universa Austrian Gp I Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2601 South Bayshore Drive, Suite 2030
Miami, FL, 33133