Form D · Other Technology
Unium Inc.
Seattle, WA · CIK 0001274007
Offering snapshot reported Aug 11, 2017 · SEC filing
- Reported sold
- $3.31M Offering amount: $5.53M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jul 28, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2017 | Initial | $3,309,240 | No comparison | 21 | SEC filing |
| May 11, 2017 | Initial | $765,500 | No comparison | 12 | SEC filing |
| Jan 18, 2017 | Amendment | $12,353,139 | $1,412,476vs Aug 8, 2016 | 30 | SEC filing |
| Aug 8, 2016 | Amendment | $10,940,663 | $1,599,963vs Mar 4, 2016 | 28 | SEC filing |
| Mar 4, 2016 | Amendment | $9,340,700 | $892,489vs Jan 19, 2016 | 22 | SEC filing |
| Jan 19, 2016 | Amendment | $8,448,211 | $2,343,152vs Feb 12, 2015 | 19 | SEC filing |
| Feb 12, 2015 | Initial | $6,105,059 | No comparison | 14 | SEC filing |
| Jan 24, 2014 | Initial | $505,328 | No comparison | 11 | SEC filing |
| Jul 5, 2012 | Initial | $8,947,666 | No comparison | 9 | SEC filing |
| Jan 26, 2011 | Amendment | $2,629,792 | $1,676,339vs Apr 27, 2010 | 10 | SEC filing |
| Aug 5, 2010 | Amendment | $1,550,000 | $596,547vs Apr 27, 2010 | 8 | SEC filing |
| Apr 27, 2010 | Initial | $953,453 | No comparison | 7 | SEC filing |
| Mar 12, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 12, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 27, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 18, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-292626
Source: Form D, filed Aug 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Julie Barbo | Director |
| Martha Bejar | Director, Executive |
| John De Feo | Director, Executive |
| Riley Eller | Executive |
| Robert Felton | Director |
| Rebecca Grant | Executive |
| William Monkman | Director |
| N. Darius Sankey | Director |
| Eric Shapow | Director |
| Brian Sheppard | Director |
| John Stachowiak | Executive |
| Scott Wilson | Director |
| Kevin M. Wyman | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
800 5 Th Ave., Ste. 3700
Seattle, WA, 98104
Seattle, WA, 98104