Form D · Oil and Gas
Unity #9-A, LLC
Frisco, TX · CIK 0001466701
Offering snapshot reported Jun 24, 2009 · SEC filing
- Reported sold
- $1.13M Offering amount: $1.29M
- Investors reported
- 48 Form D · investor count
- Minimum accepted
- $12.9K Reported outside-investor minimum
- First sale
- Apr 20, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 24, 2009 | Initial | $1,130,800 | No comparison | 48 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $117K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-132199
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EDI Financial, Inc. | 15699 | EDI Financial, Inc. · CRD 15699 |
Source: Form D, filed Jun 24, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott A. Cox | Director |
| Mark T. Mersman | Director |
| Mark J. Solomon | Director |
| Llc Unity Resources, | Promoter |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
2500 Legacy Drive, Suite 206
Frisco, TX, 75034
Frisco, TX, 75034