Form D · REITS and Finance
Uniti Group Finance Inc.
Little Rock, AR · CIK 0001801957
Offering snapshot reported Feb 7, 2020 · SEC filing
- Reported sold
- $0 Offering amount: $0
- Investors reported
- 126 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 23, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 7, 2020 | Initial | $0 | No comparison | 126 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-360071
Uniti Group Finance Inc. issued the securities to attain real estate investment trust status under U.S. federal tax law and did not issue the securities for cash consideration.
Non-Voting Cumulative Preferred Stock
No sales commissions were paid in connection with the issuance. An affiliate of H&L Equities, LLC will receive customary fees in connection with the ongoing administration of the securities.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles B. Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Patrick J. Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
| Charles Mathes | 5980160 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Feb 7, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth A Gunderman | Executive |
| Daniel L Heard | Executive |
| Mark A Wallace | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
10802 Executive Center Drive Benton Building Suite 300
Little Rock, AR, 72211
Little Rock, AR, 72211