Form D · Other
UNITED STATES ANTIMONY CORP
Thompson Falls, MT · CIK 0000101538
Offering snapshot reported Feb 10, 2021 · SEC filing
- Reported sold
- $10.7M Offering amount: $10.7M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 3, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 10, 2021 | Initial | $10,710,000 | No comparison | 10 | SEC filing |
| Jul 2, 2013 | Initial | $750,000 | No comparison | 9 | SEC filing |
| Jul 13, 2012 | Initial | $2,861,502 | No comparison | 44 | SEC filing |
| Jan 26, 2012 | Initial | $2,205,000 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $643K
- Finders' fees
- $0
- Form D file number
- 021-388991
Issuer received gross proceeds of $10,710,000 from the issuance of 15,300,000 shares of its common stock in a registered direct offering, and a concurrent private placement of warrants to purchase up to 7,650,000 shares of common stock.
The placement agent received a fee of 6% of the gross proceeds from the offering, warrants to purchase 1,071,000 shares of common stock at an exercise price of $0.85 per share, and reimbursement of $25,000 in expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners, LLC | 15407 |
Source: Form D, filed Feb 10, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Blaise Aguirre | Director |
| Gary D. Babbitt | Director |
| Hartmut W. Baitis | Director |
| Patrick W. Dugan | Director |
| Whitney Ferer | Director |
| Bernard Guarnera | Director |
| John C. Gustavsen | Executive |
| Alicia Hill | Executive |
| Leo Jackson | Director |
| Russell Lawrence | Director |
| John C. Lawrence | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
47 Cox Gulch
Thompson Falls, MT, 59873
Thompson Falls, MT, 59873