Form D · Investing
United Capital Financial Partners, LLC
Irving, TX · CIK 0001372312
Offering snapshot reported Nov 21, 2025 · SEC filing
- Reported sold
- $151M Offering amount: $151M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $873K Reported outside-investor minimum
- First sale
- Nov 10, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 21, 2025 | Initial | $150,703,306 | No comparison | 6 | SEC filing |
| Sep 8, 2025 | Initial | $10,000,000 | No comparison | 4 | SEC filing |
| Apr 9, 2025 | Amendment | $9,817,582 | $0vs Apr 30, 2024 | 49 | SEC filing |
| Mar 14, 2025 | Initial | $27,750 | No comparison | 2 | SEC filing |
| Apr 30, 2024 | Initial | $9,817,582 | No comparison | 49 | SEC filing |
| Aug 21, 2009 | Initial | $15,000,013 | No comparison | 3 | SEC filing |
| Feb 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 8, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 7, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-564711
Source: Form D, filed Nov 21, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick M Bommarito | Director |
| Marie Campion | Executive |
| Robert W Doede | Director |
| Joseph J Duran | Director, Executive |
| Kenneth R. Jensen | Director |
| Michael L Klowden | Director |
| Sonja Larimore | Executive |
| Brian Mc Dowell | Executive |
| Frank C Meyer | Director |
| Robert Mlenek | Director, Executive |
| Rob Mlenek | Director, Executive |
| Donald H Putnam | Director |
| James Rivers | Executive |
| Jim Rivers | Director, Executive |
| Melroy Saldanha | Executive |
| Jonathan Seiler | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
125 E. John Carpenter Frwy Suite 1300
Irving, TX, 75062
Irving, TX, 75062