Form D · Private Equity Fund

UNISON FUND I, LLC

New York, NY · CIK 0001683862

Offering snapshot reported Nov 27, 2017 · SEC filing

Reported sold
$10.4M
Offering amount: $11M
Investors reported
27
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Aug 26, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.2M$10.4MSep 8, 2016: $1,000,000.00Sep 8, 2016Nov 22, 2017: $10,390,000.00Nov 27, 2017: $10,390,000.00Nov 27, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 27, 2017Amendment$10,390,000$0vs Nov 22, 201727SEC filing
Nov 22, 2017Amendment$10,390,000$9,390,000vs Sep 8, 201627SEC filing
Sep 8, 2016Initial$1,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-270322

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NONENone

Source: Form D, filed Nov 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNISON FUND 1 LLC

Investment adviser: UNISON CHORUS LLC

Gross asset value
$2.09M
Beneficial owners
25
ADV minimum commitment
$0

Reported in Form ADV on Feb 10, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CITRIN COOPERMAN NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITRIN COOPERMAN
PCAOB 2468

Filing source

Form ADV 1712778 · Feb 10, 2023 · Schedule D 7.B.(1), fund 805-8879633083

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jon Mc Millan Executive
John Myers Executive
Nathaniel Pastor Executive
Llc Unison Fund 1 Gp, Executive
T. Calvin Wells, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1140 Broadway Suite 1001
New York, NY, 10001