Form D · Private Equity Fund
UNISON FUND I, LLC
New York, NY · CIK 0001683862
Offering snapshot reported Nov 27, 2017 · SEC filing
- Reported sold
- $10.4M Offering amount: $11M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Aug 26, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 27, 2017 | Amendment | $10,390,000 | $0vs Nov 22, 2017 | 27 | SEC filing |
| Nov 22, 2017 | Amendment | $10,390,000 | $9,390,000vs Sep 8, 2016 | 27 | SEC filing |
| Sep 8, 2016 | Initial | $1,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-270322
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NONE | None |
Source: Form D, filed Nov 27, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
UNISON FUND 1 LLC
Investment adviser: UNISON CHORUS LLC
- Gross asset value
- $2.09M
- Beneficial owners
- 25
- ADV minimum commitment
- $0
Reported in Form ADV on Feb 10, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CITRIN COOPERMAN
PCAOB 2468
Filing source
Form ADV 1712778 · Feb 10, 2023 · Schedule D 7.B.(1), fund 805-8879633083
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jon Mc Millan | Executive |
| John Myers | Executive |
| Nathaniel Pastor | Executive |
| Llc Unison Fund 1 Gp, | Executive |
| T. Calvin Wells, Jr. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10001