Form D · Other Technology
UniRisX, LLC
Philadelphia, PA · CIK 0001467494
Offering snapshot reported Oct 19, 2017 · SEC filing
- Reported sold
- $1.36M Offering amount: $1.8M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 26, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,158,990 → $1,363,990
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 19, 2017 | Amendment | $1,363,990 | $205,000vs Aug 31, 2017 | 4 | SEC filing |
| Aug 31, 2017 | Amendment | $1,158,990 | $658,990vs Jul 10, 2017 | 4 | SEC filing |
| Jul 10, 2017 | Initial | $500,000 | No comparison | 2 | SEC filing |
| Aug 25, 2016 | Initial | $1,500,000 | No comparison | 4 | SEC filing |
| Aug 8, 2014 | Amendment | $12,386,991 | $944,145vs Aug 22, 2013 | 23 | SEC filing |
| Feb 14, 2014 | Amendment | $11,475,194 | $32,348vs Aug 22, 2013 | 23 | SEC filing |
| Aug 22, 2013 | Initial | $11,442,846 | No comparison | 23 | SEC filing |
| Mar 22, 2013 | Initial | $661,577 | No comparison | 3 | SEC filing |
| Oct 6, 2011 | Initial | $1,022,441 | No comparison | 6 | SEC filing |
| Apr 12, 2011 | Initial | $1,392,883 | No comparison | 11 | SEC filing |
| Nov 18, 2009 | Amendment | $7,000,000 | $1,710,000vs Jul 6, 2009 | 7 | SEC filing |
| Jul 6, 2009 | Initial | $5,290,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-290300
Source: Form D, filed Oct 19, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Xavier Arnault | Director |
| Brian Cook | Director |
| R. Radcliffe Hastings | Director |
| David Hollander | Director |
| Jonathan Kalman | Director, Executive, Promoter |
| Louis Merlini | Director |
| Melka Michael | Executive |
| Scott Miller | Director |
| Peter Morse | Director |
| James W. Short | Executive |
| Alastair Taylor | Director |
| Alaistair Taylor | Director |
| Akhil Tripathi | Director, Executive |
| Darren Wallis | Director |
| Richard Worley | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:Philadelphia, PA, 19113
Phone: 610-915-6440