Form D · Other Technology
Uniphore Technologies Inc.
Palo Alto, CA · CIK 0001835020
Offering snapshot reported Mar 4, 2022 · SEC filing
- Reported sold
- $365M Offering amount: $400M
- Investors reported
- 33 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 28, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 4, 2022 | Initial | $364,634,728 | No comparison | 33 | SEC filing |
| Apr 14, 2021 | Initial | $120,057,039 | No comparison | 20 | SEC filing |
| Feb 3, 2021 | Amendment | $17,125,000 | $3,000,000vs Dec 18, 2020 | 3 | SEC filing |
| Dec 18, 2020 | Initial | $14,125,000 | No comparison | 2 | SEC filing |
| Dec 10, 2020 | Initial | $93,083,339 | No comparison | 25 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-435875
The offering was in connection with the Issuer's Series E Preferred Stock Financing.
Source: Form D, filed Mar 4, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrea Ayers | Director |
| Stephane Berthier | Executive |
| John Chambers | Director |
| Hilarie Koplow Mc Adams | Director |
| Sumant Mandal | Director |
| Ranjith Menon | Director |
| Sandeep Pandit | Executive |
| Pankaj Patel | Director |
| Burt Podbere | Director |
| Robert Rueckert | Director |
| Rob Rueckert | Director |
| Umesh Sachdev | Director, Executive |
| Ravi Saraogi | Director, Executive |
| Megha Sharma | Executive |
| Pradeep Tagare | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1001 Page Mill Rd Bldg 4, Suite 100 B
Palo Alto, CA, 94304
Palo Alto, CA, 94304