Form D · Other Investment Fund
UNION SPRING FUND (USA) L.P.
Plainsboro, NJ · CIK 0001077870
Offering snapshot reported Jul 26, 2022 · SEC filing
- Reported sold
- $124M Indefinite offering
- Investors reported
- 42 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Apr 1, 1998 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 26, 2022 | Amendment | $124,439,372 | $0vs May 7, 2021 | 42 | SEC filing |
| May 7, 2021 | Amendment | $124,439,372 | No comparison | Not reported | SEC filing |
| May 7, 2020 | Amendment | $118,189,372 | $13,685vs May 10, 2019 | 41 | SEC filing |
| May 10, 2019 | Amendment | $118,175,687 | $4,812,568vs May 23, 2018 | 41 | SEC filing |
| May 23, 2018 | Amendment | $113,363,119 | $32,804vs May 23, 2017 | 41 | SEC filing |
| May 23, 2017 | Amendment | $113,330,315 | $111,997vs Feb 24, 2016 | 41 | SEC filing |
| Feb 24, 2016 | Amendment | $113,218,318 | $100,022vs Feb 23, 2015 | 41 | SEC filing |
| Feb 23, 2015 | Amendment | $113,118,296 | $88,204vs Jan 24, 2014 | 41 | SEC filing |
| Jan 24, 2014 | Amendment | $113,030,092 | $45,369vs Feb 14, 2013 | 41 | SEC filing |
| Feb 14, 2013 | Amendment | $112,984,723 | $45,313vs Feb 17, 2012 | 41 | SEC filing |
| Feb 17, 2012 | Amendment | $112,939,410 | $92,566vs Mar 4, 2011 | 41 | SEC filing |
| Mar 4, 2011 | Amendment | $112,846,844 | $45,581vs Mar 11, 2010 | 41 | SEC filing |
| Mar 11, 2010 | Amendment | $112,801,263 | No comparison | 41 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-129477
Source: Form D, filed Jul 26, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ed Chan | Executive |
| Edward Chan | Executive |
| Steven R. Crane | Executive |
| Edward T. Dunne | Director, Executive |
| Richard G. Faux, Jr. | Director, Executive |
| Michael Y. Gan | Executive |
| Janice A. Kioko | Executive |
| Virginia M. Loebel | Executive |
| Christopher M Lonero | Executive |
| Frank Marrapodi | Executive |
| James J. O'donnell | Executive |
| N/A Victory Asset Inc. | Promoter |
| N/A Willowbridge Asset Management Inc. | Promoter |
| N/A Willowbridge Associates Inc. | Promoter |
| Philip L. Yang, Jr. | Director, Executive |
| Vamsee Yerramilli | Executive |
| Jack Yuen | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Plainsboro, NJ, 08536