Form D · Other

Union League Club

New York, NY · CIK 0001535102

Offering snapshot reported Oct 17, 2013 · SEC filing

Reported sold
$2.56M
Offering amount: $3.5M
Investors reported
43
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Jun 3, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.28M$2.56MJun 19, 2013: $1,195,000.00Jun 19, 2013Oct 17, 2013: $2,560,000.00Oct 17, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,195,000 → $2,560,000
  • Reported investors21 → 43

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 17, 2013Amendment$2,560,000$1,365,000vs Jun 19, 201343SEC filing
Jun 19, 2013Initial$1,195,000No comparison21SEC filing
Dec 28, 2011Amendment$720,000$250,000vs Dec 19, 201118SEC filing
Dec 19, 2011Initial$470,000No comparison16SEC filing
Nov 17, 2011Initial$275,000No comparison10SEC filing

Offering details

Securities
Debt
Exemptions
06b, 4a5
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-198231

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneN/A

Source: Form D, filed Oct 17, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adrian T Bogart Director
John P Casey Director
John R Farrington Executive
William F Ficca Director
Edward J Handlder Iii Director
Edward J Handler Iii Director
Gordon T Hughes Ii Director
Jack H Jacobs Director
Christopher Jaskiewicz Director
James A Jennings Director
Allan M Keene Director
Mario M Kranjac Director
John R Langeler Director
Walter H Lion Director
John T Lutz Director
Marsha E Mallnowski Director
Ramon Marks Director
David L Mathus Director, Executive
Stephen M Mc Allister Director
Richard E Parke Executive
Gregory P Richter Director
John A Ross Director
Michael E Scully Director
Donald V Smith Director
Michael D Sullivan Executive
Ronald J Sylrestri Director
Gloria P Thomas Director
Basil E Walter Director
John A Ward Iii Director
John A Ward, Iii Director
Richard R Warren Director
Jeffrey C Wlerichs Director

Issuer details

Industry: Other (See others in industry)

Address:
38 East 37 Th Street
New York, NY, 10016