Form D · Other Investment Fund
Union Labor Life Insurance Co Separate Account C
Silver Spring, MD · CIK 0001794927
Offering snapshot reported Dec 18, 2025 · SEC filing
- Reported sold
- $102M Indefinite offering
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Feb 28, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$90,350,000 → $101,650,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 18, 2025 | Amendment | $101,650,000 | $11,300,000vs Dec 27, 2024 | 11 | SEC filing |
| Dec 27, 2024 | Amendment | $90,350,000 | $47,600,000vs Dec 22, 2023 | 11 | SEC filing |
| Dec 22, 2023 | Amendment | $42,750,000 | $7,600,000vs Oct 4, 2022 | 12 | SEC filing |
| Oct 4, 2022 | Amendment | $35,150,000 | $9,300,000vs Sep 14, 2021 | 9 | SEC filing |
| Sep 14, 2021 | Amendment | $25,850,000 | No comparison | Not reported | SEC filing |
| Jul 31, 2020 | Amendment | $12,000,000 | No comparison | 2 | SEC filing |
| Dec 4, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $17.4K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-354754
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Pistner, Michael | 2932182 | Ullico Investment Company, LLC · CRD 135195 |
| Howe, Luke | 5779141 | Ullico Investment Company, LLC · CRD 135195 |
| White, Patrick | 4344341 | Ullico Investment Company, LLC · CRD 135195 |
| Norkus, Michael | 5964441 | Ullico Investment Company, LLC · CRD 135195 |
Source: Form D, filed Dec 18, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
THE UNION LABOR LIFE INSURANCE COMPANY SEPARATE ACCOUNT C
Investment adviser: ULLICO INVESTMENT ADVISORS, INC.
- Gross asset value
- $58.8M
- Beneficial owners
- 7
- ADV minimum commitment
- $0
Reported in Form ADV on Aug 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
BNY
LEI HPFHU0OQ28E4N0NFVK49
ULLICO INVESTMENT COMPANY, LLC
CRD 135195 · SEC 8-66906
Filing source
Form ADV 2123613 · Aug 4, 2026 · Schedule D 7.B.(1), fund 805-3711804165
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Barra | Director, Executive |
| James Hugh Darcey | Executive |
| Adam Fried | Director, Executive |
| Damon Gasque | Director, Executive |
| Brian Hale | Director, Executive |
| Peter Haley | Executive |
| Darin Hardy | Director, Executive |
| Cathy Humphrey | Director, Executive |
| Herbert Kolben | Director, Executive |
| Richard La Rocque | Executive |
| Joseph Linehan | Director, Executive |
| Patrick Mc Glone | Executive |
| Kenneth Dunlop Scott | Director |
| Edward Smith | Director, Executive |
| N/A Ullico Investment Advisors, Inc. | Director |
| Stephanie Whalen | Director, Executive |
| Yinan Yu | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Silver Spring, MD, 20910