Form D · Commercial Banking
UNION FINANCIAL CORP / MI
Lake Odessa, MI · CIK 0001806567
Offering snapshot reported Jan 11, 2022 · SEC filing
- Reported sold
- $6M Offering amount: $6M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Dec 15, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 11, 2022 | Initial | $6,000,000 | No comparison | 12 | SEC filing |
| May 28, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 13, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $120K
- Finders' fees
- $0
- Form D file number
- 021-428793
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DONNELLEY PENMAN & PARTNERS | 104448 |
Source: Form D, filed Jan 11, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Timothy Brodbeck | Director |
| Tim Brodbeck | Director |
| Cortney Collison | Director, Executive |
| Lloyd Cunningham | Director |
| Suzanne Dahms | Director, Executive |
| Christopher Fluke | Director |
| Christine Fortier | Executive |
| Jeffrey Lumpp | Director |
| Steve Millman | Director |
| Paul Trierweiler | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
933 4 Th Avenue
Lake Odessa, MI, 48849
Lake Odessa, MI, 48849