Form D · Commercial Banking

UNION FINANCIAL CORP / MI

Lake Odessa, MI · CIK 0001806567

Offering snapshot reported Jan 11, 2022 · SEC filing

Reported sold
$6M
Offering amount: $6M
Investors reported
12
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Dec 15, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 11, 2022Initial$6,000,000No comparison12SEC filing
May 28, 2020AmendmentYet to sellNo comparison0SEC filing
Mar 13, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$120K
Finders' fees
$0
Form D file number
021-428793

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
DONNELLEY PENMAN & PARTNERS104448

Source: Form D, filed Jan 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Timothy Brodbeck Director
Tim Brodbeck Director
Cortney Collison Director, Executive
Lloyd Cunningham Director
Suzanne Dahms Director, Executive
Christopher Fluke Director
Christine Fortier Executive
Jeffrey Lumpp Director
Steve Millman Director
Paul Trierweiler Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
933 4 Th Avenue
Lake Odessa, MI, 48849