Form D · Private Equity Fund
Union Bay NEWN Holdings, LLC
Seattle, WA · CIK 0001563734
Offering snapshot reported Dec 5, 2012 · SEC filing
- Reported sold
- $15M Offering amount: $17.5M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 20, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 5, 2012 | Initial | $15,000,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-187929
Source: Form D, filed Dec 5, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Barber | Executive |
| Stanley L Baty | Director |
| Daniel R Baty | Director |
| Brandon D Baty | Director |
| Jeffrey Schrock | Executive |
| Alexander Washburn | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1910 Fairview Avenue East, Suite 200
Seattle, WA, 98102-3698
Seattle, WA, 98102-3698