Form D · Private Equity Fund

Union Bay Capital Partners I, LLC

Seattle, WA · CIK 0001565072

Offering snapshot reported Jun 7, 2013 · SEC filing

Reported sold
$88.5M
Offering amount: $88.5M
Investors reported
107
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 31, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44.3M$88.5MDec 28, 2012: $72,325,000.00Dec 28, 2012Jun 7, 2013: $88,500,000.00Jun 7, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$72,325,000 → $88,500,000
  • Reported investors71 → 107

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 7, 2013Amendment$88,500,000$16,175,000vs Dec 28, 2012107SEC filing
Dec 28, 2012Initial$72,325,000No comparison71SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-189095

Source: Form D, filed Jun 7, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNION BAY CAPITAL PARTNERS I, LLC

Investment adviser: COLUMBIA PACIFIC ADVISORS, LLC

Gross asset value
$821K
Beneficial owners
93
ADV minimum commitment
$500K

Reported in Form ADV on Nov 22, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS LLP SEATTLE, Washington, United States
Custodian BANK OF AMERICA, NA SEATTLE, Washington, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian WASHINGTON TRUST BANK SEATTLE, Washington, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MOSS ADAMS LLP
PCAOB 659

Filing source

Form ADV 1915501 · Nov 22, 2024 · Schedule D 7.B.(1), fund 805-2971992170

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Barber Executive
Stanley Baty Director
Daniel Baty Director
Brandon Baty Director
Jeffrey Schrock Executive
Alexander Washburn Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1910 Fairview Avenue East, Suite 200
Seattle, WA, 98102-3698