Form D · Commercial Banking

UNION BANCSHARES INC /AL/

Pell City, AL · CIK 0000719550

Offering snapshot reported Oct 14, 2010 · SEC filing

Reported sold
$3.96M
Offering amount: $10.2M
Investors reported
74
Form D · investor count
Minimum accepted
$12K
Reported outside-investor minimum
First sale
Sep 30, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 14, 2010Initial$3,964,452No comparison74SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$552K
Finders' fees
$0
Form D file number
021-149037
$10,200,000 is the maximum offering amount, and $3,900,000 is the minimum offering amount. The total remaining to be sold assumes that the maximum amount will actually be sold.
Assumes maximum offering amount of $10,200,000

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Compass Point Research & Trading LLC126258

Source: Form D, filed Oct 14, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Reed Alexander Director, Executive
Rex Vinson Alexander Director, Executive
Dorothy Golden Executive
Ronald W Helms Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
15 N 20 Th St
Pell City, AL, 35125