Form D · Hedge Fund

Union Avenue Investors LLC

New York, NY · CIK 0001460873

Offering snapshot reported Apr 17, 2012 · SEC filing

Reported sold
$2.2M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 17, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.1M$2.2MApr 30, 2009: $250,000.00Apr 30, 2009Apr 26, 2010: $2,200,000.00Apr 26, 2010Apr 20, 2011: $2,200,000.00Apr 20, 2011Apr 17, 2012: $2,200,000.00Apr 17, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 17, 2012Amendment$2,200,000$0vs Apr 20, 20115SEC filing
Apr 20, 2011Amendment$2,200,000$0vs Apr 26, 20105SEC filing
Apr 26, 2010Amendment$2,200,000$1,950,000vs Apr 30, 20090SEC filing
Apr 30, 2009Initial$250,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$963K
Form D file number
021-130588
Annual flat fee paid to Hastings Capital Group. The agreement with Hastings Capital Group terminated 12/31/2011.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Hastings Capital Group, LLC142998
Barbara Lynn Justiz124998Concept Capital Markets, LLC · CRD 153397

Source: Form D, filed Apr 17, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas R. Grossman Executive, Promoter
Union Avenue Capital Llc Union Avene Capital Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
527 Madison Avenue 6 Th Floor
New York, NY, 10022