Form D · Other Energy
Union Atlantic Enterprises, LLC
Portland, ME · CIK 0001593841
Offering snapshot reported May 21, 2014 · SEC filing
- Reported sold
- $25K Offering amount: $400K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- May 7, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2014 | Initial | $25,000 | No comparison | 1 | SEC filing |
| Dec 11, 2013 | Initial | $65,520 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 05, 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-217789
Up to $400,000 in convertible debt securities to be sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Clifford Mark Ginn | None |
Source: Form D, filed May 21, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Douglas R. Clopp | Executive |
| Clifford Mark Ginn | Director, Executive, Promoter |
| Blaine Grimes | Director |
| Mark D. Kaplan | Director |
| Samuel Osborn Spencer | Director, Executive, Promoter |
Issuer details
Industry: Other Energy (See others in industry)
Address:
57 Exchange Street Suite 300
Portland, ME, 04101
Portland, ME, 04101