Form D · Other Technology
UNILOC Corp PTY LTD
Irvine, CA · CIK 0001458834
Offering snapshot reported Aug 20, 2009 · SEC filing
- Reported sold
- $6.98M Offering amount: $6.98M
- Investors reported
- 48 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 14, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 20, 2009 | Amendment | $6,975,715 | No comparison | 48 | SEC filing |
| Mar 6, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $64.5K (estimated)
- Finders' fees
- $256K (estimated)
- Form D file number
- 021-128117
Total Offering Amount does not include $64,433.85 in Common Stock issued as a portion of Sales Commissions or up to $255,972.47 to be received when and if Common Stock Purchase Warrants issued as a portion of Finders' Fees are exercised.
The $64,453.92 in Sales Commissions do not include $64,433.85 in Common Stock issued as a portion of the Commissions. The $256,000.00 in Finders' Fees does not include $255,972.47 in Common Stock Purchase Warrants issued as a portion of the Finders' Fees
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Peter Voldness | 872727 | Emergent Financial Group, Inc. · CRD 37891 |
| Michael Goetsch | 1807841 | Emergent Financial Group, Inc. · CRD 37891 |
| Brad Allen | None | Laguna Capital Partners, LLC |
| Aaron T. Ratner | 3266108 | Laguna Capital Partners, LLC |
Source: Form D, filed Aug 20, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bradley C. Davis | Director, Executive |
| Craig Etchegoyen | Director, Executive |
| Dan Neyenhuis | Director |
| Sky Richardson | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
2151 Michelson Drive Suite 100
Irvine, CA, 92612
Irvine, CA, 92612