Form D · Commercial

Unico Northwest Fund IV LLC

Seattle, WA · CIK 0001547842

Offering snapshot reported Oct 24, 2012 · SEC filing

Reported sold: $31.8M
Investors reported: 47
Minimum accepted: $25K
First sale: Apr 10, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$20,700,000 → $31,800,000
Reported investors18 → 47

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 24, 2012	Amendment	$31,800,000	$11,100,000vs Apr 24, 2012	47	SEC filing
Apr 24, 2012	Initial	$20,700,000	No comparison	18	SEC filing

Offering details

Securities: Equity
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $399K
Finders' fees: $0
Form D file number: 021-177155

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Swiftsure Securities LLC	139965
Veber Partners, LLC	39224

Source: Form D, filed Oct 24, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Quentin Kuhrau	Director, Executive
David Laird	Director
John Lamb	Director, Executive
James Rock	Director
Jonas Sylvester	Director

Issuer details

Industry: Commercial (See others in industry)

Address:

1215 4 Th Ave Ste 600
Seattle, WA, 98161