Form D · Other
Underworld Resources Inc
Vancouver, A1 · CIK 0001416288
Offering snapshot reported Jul 6, 2009 · SEC filing
- Reported sold
- $1.02M Offering amount: $1.7M
- Investors reported
- 32 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 19, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 6, 2009 | Initial | $1,016,004 | No comparison | 32 | SEC filing |
| Jul 6, 2009 | Initial | $1,016,004 | No comparison | 32 | SEC filing |
| Oct 22, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $61K
- Finders' fees
- $0
- Form D file number
- 021-110293
(c) represents maximum potential exercise price of warrants issued to U.S. purchasers and agents.
The agents also received 24,000 warrants exercisable @ Cdn$1.50 for 2 years and 31,980 warrants exercisable @ Cdn$1.60 for 1 year.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Canaccord Capital Corporation | None | Canaccord Adams Inc. |
| Dundee Securities Corporation | None | |
| Axemen Resource Capital | None | |
| Global Resource Investments, Ltd. | None |
Source: Form D, filed Jul 6, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Darryl Cardey | Director |
| Janice Davies | Executive |
| Marcel De Groot | Director |
| Adrian Fleming | Director, Executive |
| Rob Mc Leod | Director |
| Cale J. Moodie | Executive |
| Jeff Sundar | Director |
| Michael Williams | Director |
Issuer details
Industry: Other (See others in industry)
Address:
409 Granville Street, Suite 1500
Vancouver, A1, V6C 1T2
Vancouver, A1, V6C 1T2