Form D · Other Investment Fund

Underhill Fund, LLC

Memphis, TN · CIK 0001545474

Offering snapshot reported May 22, 2015 · SEC filing

Reported sold
$1.15M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 31, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$575K$1.15MMar 26, 2012: $127,000.00Mar 26, 2012Jun 26, 2014: $130,500.00Jun 26, 2014May 22, 2015: $1,150,500.00May 22, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$130,500 → $1,150,500

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 22, 2015Amendment$1,150,500$1,020,000vs Jun 26, 201412SEC filing
Jun 26, 2014Amendment$130,500$3,500vs Mar 26, 201212SEC filing
Mar 26, 2012Initial$127,000No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
04
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175526

Source: Form D, filed May 22, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE UNDERHILL FUND, LLC

Investment adviser: SOUTHERNSUN ASSET MANAGEMENT LLC

Gross asset value
$1.21M
Beneficial owners
10
ADV minimum commitment
$20K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 981148 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-6245821478

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Allen P. Halliday Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6070 Poplar Avenue, Suite 300
Memphis, TN, 38119