Form D · Hedge Fund

Umbono Special Situations Fund LLC

The Woodlands, TX · CIK 0001828116

Offering snapshot reported Nov 30, 2021 · SEC filing

Reported sold
$200K
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 25, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$100K$200KOct 14, 2020: $100,000.00Oct 14, 2020Nov 30, 2021: $200,000.00Nov 30, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$100,000 → $200,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 30, 2021Amendment$200,000$100,000vs Oct 14, 20203SEC filing
Oct 14, 2020Initial$100,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-377856

Source: Form D, filed Nov 30, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Anton Gerhard Executive
N/A Umbono Capital Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2829 Technology Forest Blvd Suite 450
The Woodlands, TX, 77381