Form D · Hedge Fund

Umbono Global Mining Fund LLC

The Woodlands, TX · CIK 0001737818

Offering snapshot reported May 10, 2024 · SEC filing

Reported sold
$5.72M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 31, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.86M$5.72MMay 10, 2018: $500,000.00May 10, 2018May 22, 2018: $500,000.00May 28, 2020: $1,250,000.00May 10, 2021: $2,535,000.00May 5, 2022: $2,535,000.00Jun 14, 2023: $2,685,000.00May 10, 2024: $5,720,838.00May 10, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$500,000 → $5,720,838
  • Reported investors3 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2024Amendment$5,720,838$5,220,838vs May 10, 201811SEC filing
Jun 14, 2023Amendment$2,685,000$2,185,000vs May 10, 201811SEC filing
May 5, 2022Amendment$2,535,000$0vs May 10, 20219SEC filing
May 10, 2021Amendment$2,535,000$2,035,000vs May 10, 20189SEC filing
May 28, 2020Amendment$1,250,000$750,000vs May 10, 20184SEC filing
May 22, 2018Amendment$500,000$0vs May 10, 20183SEC filing
May 10, 2018Initial$500,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-312114

Source: Form D, filed May 10, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UMBONO GLOBAL MINING FUND, LLC

Investment adviser: UMBONO COMMODITY FUND MANAGEMENT, LLC

Gross asset value
$4.16M
Beneficial owners
10
ADV minimum commitment
$100K

Reported in Form ADV on Jan 22, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TRIDENT FUND SERVICES, INC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY ENGLEWOOD, Colorado, United States
Custodian INTERACTIVE BROKERS LLC WASHINGTON, District of Columbia, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC WASHINGTON, District of Columbia, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY
PCAOB 673

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1810460 · Jan 22, 2024 · Schedule D 7.B.(1), fund 805-5767054438

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Ferryman Capital Partners Ltd Promoter
Robert Anton Gerhard Executive
Alison Hildur Turner Director
N/A Umbono Commodity Fund Management Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2829 Technology Forest Blvd Ste 450
The Woodlands, TX, 77381